Building Future Worlds…

inspirationIn the course of becoming an indie writer, there is one aspect of the creative process which keeps coming back to me. To put it simply, it is the challenges and delights of world building – i.e. creating the background, context, and location in which a story takes place. For years, I have been reading other people’s thoughts on the subject, be they authors themselves or just big fans of literary fiction.

But my own experience with the process has taught me much that I simply couldn’t appreciate before I picked up my pen and pad (or in this case, opened a word doc and began typing). Ad lately, the thoughts have been percolating in my mind and I felt the need to write them out. Having done that, I thought I might share them in full.

alien-worldFor starters, being a science fiction writer presents a person with particular opportunities for creative expression. But at the same time, it presents its share of particular challenges. While one is certainly freer to play around with space, place, and invent more freely than with most other genres, they are still required to take into account realism, consistency and continuity in all that they do.

Sooner or later, the world a writer builds will be explored, mapped, and assessed, and any and all inconsistencies are sure to stick out like a sore thumb! So in addition to making sure back-stories, timelines and other details accord with the main plot, authors also need to be mindful of things like technology, physical laws, and the nature of space and time.

self-aware-colonyBut above all, the author in question has to ask themselves what kind of universe they want to build. If it is set in the future, they need to ask themselves certain fundamental questions about where human beings will be down the road. Not only that, they also need to decide what parallels (and they always come up!) they want to draw with the world of today.

Through all of this, they will be basically deciding what kind of message they want to be sending with their book. Because of course, anything they manage to dream up about the future will tell their readers lots about the world the author inhabits, both in the real sense and within their own head. And from what I have seen, it all comes down to five basic questions they must ask themselves…

1. Near-Future/Far Future:
future-city3When it comes to science-fiction stories, the setting is almost always the future. At times, it will be set in an alternate universe, or an alternate timeline; but more often than not, the story takes place down the road. The only question is, how far down the road? Some authors prefer to go with the world of tomorrow, setting their stories a few decades or somewhere in the vicinity of next century.

By doing this, the author in question is generally trying to show how the world of today will determine the world of tomorrow, commenting on current trends and how they are helping/hurting us. During the latter half of the 20th century, this was a very popular option for writers, as the consensus seemed to be that the 21st century would be a time when some truly amazing things would be possible; be it in terms of science, technology, or space travel.

1984_John_HurtOther, less technologically-inclined authors, liked to use the not-so-distant future as a setting for dystopian, post-apocalytpic scenarios, showing how current trends (atomic diplomacy, arms races, high tech, environmental destruction) would have disastrous consequences for humanity in the near-future. Examples of this include Brave New World, 1984, The Iron Heel, The Chrysalids, and a slew of others.

In all cases, the totalitarian regimes or severe technological and social regression that characterized their worlds were the result of something happening in the very near-future, be it nuclear or biological war, a catastrophic accident, or environmental collapse. Basically, humanity’s current behavior was the basis for a cautionary tale, where an exaggerated example is used to illustrate the logical outcome of all this behavior.

arrakis-duneAt the other end of the spectrum, many authors have taken the long view with their sci-fi world building. Basically, they set their stories several centuries or even millennia from now. In so doing, they are able to break with linear timelines and the duty of having to explain how humanity got from here to there, and instead could focus on more abstract questions of existence and broader allegories.

Examples of this include Frank Herbert’s Dune and Asimov’s Foundation series, both of which were set tens of thousands of years in the future. In both of these universes, humanity’s origins and how they got to where they were took a backseat to the historical allegories that were being played upon. While some mention is given to the origins of humanity and where they came from, little attempt is made to draw a line from the present into the future.

foundation_coversInstead, the focus is overwhelmingly on the wider nature of human beings and what drives us to do the things we do. Asimov drew from Gibbon’s Decline and Fall of the Roman Empire to make a point about the timeless nature of history, while Herbert drew on the modern age, medieval and ancient history, religion, philosophy, and evolutionary biology and ecology to investigate the timeless nature of humanity and what factors shape it.

For non-purists, Star Wars and Star Trek can also serve as examples of both tendencies in action. For decades, Star Trek used a not-too-distant future setting to endlessly expound on the human race and the issues it faces today. And always, this examination was done in the form of interstellar travel, the crew of the Enterprise going form world to world and seeing themselves in the problems, norms and social structure of other races.

coruscantStar Wars, on the other hand, was an entirely different animal. For the people living in this universe, no mention is ever made of Earth, and pre-Republic history is considered a distant and inaccessible thing. And while certain existential and social issues are explored (i.e. racism, freedom and oppression), the connections with Earth’s past are more subtle, relying on indirect clues rather than overt comparisons.

The Republic and the Empire, for example, is clearly inspired by Rome’s own example. The Jedi Code is very much the picture of the Bushido code, its practitioners a sort of futuristic samurai, and the smugglers of Tatooine are every bit the swashbuckling, gun toting pirates and cowboys of popular fiction. But always, the focus seemed to more on classically-inspired tales of destiny, and of epic battles of good versus evil.

And of course, whether we are talking near future or far future has a big influence on the physical setting of the story as well. Which brings me to item two…

2. Stellar or Interstellar:100,000starsHere is another important question that every science fiction author has faced, and one which seriously influences the nature  of the story. When it comes to the world of tomorrow, will it be within the confines of planet Earth, the Solar System, or on many different world throughout our galaxy? Or, to go really big, will it encompass the entire Milky Way, or maybe even beyond?

Important questions for a world-builder, and examples certainly abound. In the former case, you have your dystopian, post-apocalyptic, and near future seenarios, where humanity is stuck living on a hellish Earth that has seen better days. Given that humanity would not be significantly more adavanced than the time of writing, or may have even regressed due to the downfall of civilization, Earth would be the only place people can live.

Gaia_galaxyBut that need not always be the case. Consider Do Androids Dream of Electric Sheep? by Philip K Dick. In his dystopian, post-apocalyptic tale, Earth was devestated by nuclear war, forcing the wealthiest and healthiest to live in the Offworld Colonies while everyone who was too poor or too ravaged by their exposure to radiation was confined to Earth. Clearly, dystopia does not rule out space travel, though it might limit it.

And in the latter case, where human beings have left the cradle and begun walking amongst our System’s other planets and even the stars, the nature of the story tends to be a bit more ambiguous. Those who choose such a setting tend to be of the opinion that mankind either needs to reach out in order to survive, or that doing so will allow us to shed some of our problems.

chasm_city_2Examples abound here again, but Alastair Reynolds’ Revelation Space universe seems like the ideal one here. In this series, humanity has access to near-light speed travel, nanotechnology, brain-computer interfacing, neural uploading, AI, smart materials, and has colonized dozens of new worlds. However, the state of humanity has not changed, and on many worlds, civil war and sectarian violence are common.

In either case, the setting also bears a direct relation to the state of technology in the story. For humans still living on Earth (and nowhere else) in the future, chances are, they are about as advanced or even behind the times in which the story was written. For those living amongst the stars, technology would have to advanced sufficiently to make it happen. Which brings me to the next point…

3. High-Tech or Low-Tech:
Star_Trek_SpacedockWhat would a work of science fiction be without plenty of room for gadgets, gizmos, and speculation about the future state of technology? And once more, I can discern of two broad categories that an author can choose from, both of which have their share of potential positives and negatives. And depending on what kind of story you want to write, the choice of what that state is often predetermined.

In the former case, there is the belief that technology will continue to advance in the future, leading to things like space travel, FTL, advanced cyborgs, clones, tricorders, replicators, artificial intelligence, laser guns, lightsabers, phasers, photon torpedoes, synthetic humans, and any number of other fun, interesting and potentially dangerous things.

BAMA_3With stories like these, the purpose of high-tech usually serves as a framing device, providing visual evidence that the story is indeed taking place in the future. In other words, it serves a creative and fun purpose, without much thought being given towards exploring the deeper issues of technological progress and determinism.  But this not be the case, and oftentimes with science fiction, high-tech serves a different purpose altogether.

In many other cases, the advance of technology is directly tied to the plot and the nature of the story. Consider cyberpunk novels like Neuromancer and the other novels of William Gibson’s Sprawl Trilogy. In these and other cyberpunk novels, the state of technology – i.e. cyberpsace decks, robotic prosthetics, biotech devices – served to illustrate the gap between rich and poor and highlighting the nature of light in a dark, gritty future.

65By contrast, such post-cyberpunk novels as Neal Stephenson’s The Diamond Age took a different approach. While high-tech and its effects on society were explored in great detail, he and other authors of this sub genre chose to break with their predecessors on one key issue. Namely, they did not suppose that the emergence of high-tech would lead to dystopia, but rather an ambiguous future where both good and harm resulted.

And at the other end of the spectrum, where technology is in a low state, the purpose and intent of this is generally the same. On the one hand, it may serve as a plot framing device, illustrating how the world is in a primitive state due to the collapse of civilization as we know it, or because our unsustainable habits caught up with us and resulted in the world stepping backwards in time.

a_boy_and_his_dogAt the same time, the very fact that people live in a primitive state in any of these stories serves the purpose of  commentary. Simply by showing how our lives were unsustainable, or the actions of the story’s progenitor’s so foolish, the author is making a statement and asking the reader to acknowledge and ponder the deeper issue, whether they realize it or not.

At this end of things, A Boy and His Dog and Mad Max serve as good examples. In the former case, the story takes place in a post-apocalyptic landscape where a lone boy and his genetically-engineered talking dog rove the landscape in search of food and (in the boy’s case) sexual gratification. Here, the state of technology helps to illustrate the timeless nature of the human condition, namely how we are essentially the products of our environment.

pursuit_specialIn Mad Max as well, the way roving gangs are constantly looking for gasoline, using improvised weapons, and riding around in vehicles cobbled together from various parts gives us a clear picture of what life is like in this post-collapse environment. In addition, the obvious desperation created by said collapse serves to characterize the cultural landscape, which is made up of gangs, tinpot despots, and quasi-cults seeking deliverance.

But on the other hand, the fact that the world exists in this state due to collapse after the planet’s supply of oil ran dry also provides some social commentary. By saying that the world became a dangerous, anarchistic and brutal place simply because humanity was dependent on a resource that suddenly went dry, the creators of Mad Max’s world were clearly trying to tell us something. Namely, conserve!

4. Aliens or Only Humans:
warofworldsaliensAnother very important question for setting the scene in a science fiction story is whether or not extra-terrestrials are involved. Is humanity still alone in the universe, or have they broken that invisible barrier that lies between them and the discovery of other sentient life forms? Once again, the answer to this question has a profound effect on the nature of the story, and it can take many forms.

For starters, if the picture is devoid of aliens, then the focus of the story will certainly be inward, looking at human nature, issues of identity, and how our environment serves to shape us. But if there are aliens, either a single species or several dozen, then the chances are, humanity is a united species and the aliens serve as the “others”, either as a window into our own nature, or as an exploration into the awe and wonder of First Contact.

Alien OrganismsAs case studies for the former category, let us consider the Dune, Foundation, and Firefly universes. In each of these, humanity has become an interstellar species, but has yet to find other sentiences like itself. And in each of these, human nature and weaknesses appear to be very much a constant, with war, petty rivalries and division a costant. Basically, in the absence of an “other”, humanity is focused on itself and the things that divide it.

In Dune, for example, a galaxy-spanning human race has settled millions of worlds, and each world has given rise to its own identity – with some appearing very much alien to another. Their are the “navigators”, beings that have mutated their minds and bodies through constant exposure to spice. Then there are the Tleilaxu, a race of genetic manipulators  who breed humans from dead tissue and produce eunuch “Face Dancers” that can assume any identity.

2007-8-18_DuneAxlotlTank

Basically, in the absence of aliens, human beings have become amorphous in terms of their sense of self, with some altering themselves to the point that they are no longer even considered human to their bretherin. And all the while, humanity’s biggest fight is with itself, with rival houses vying for power, the Emperor gaurding his dominance, and the Guild and various orders looking to ensure that the resource upon which all civilization depends continues to flow.

In the Foundation universe, things are slightly less complicated; but again, the focus is entirely inward. Faced with the imminent decline and collapse of this civilization, Hari Seldon invents the tool known as “Psychohistory”. This science is dedicated to anticipating the behavior of large groups of people, and becomes a roadmap to recovery for a small group of Foundationists who seek to preserve the light of civilization once the empire is gone.

foundation

The series then chronicles their adventures, first in establishing their world and becoming a major power in the periphery – where Imperial power declines first – and then rebuilding the Empire once it finally and fully collapses. Along the way, some unforeseen challenges arise, but Seldon’s Plan prevails and the Empire is restored. In short, it’s all about humans trying to understand the nature of human civilization, so they can control it a little better.

Last, but not least, their is the Firefly universe which – despite the show’s short run – showed itself to be in-depth and interestingly detailed. Basically, the many worlds that make up “The Verse” are divided along quasi-national lines. The core worlds constitute the Alliance, the most advanced and well-off worlds in the system that are constantly trying to expand to bring the entire system under its rule.

verse_whitesunThe Independents, we learn early in the story, were a coalition of worlds immediately outside the core worlds that fought these attempts, and lost. The Border Worlds, meanwhile, are those planets farthest from the core where life is backwards and “uncivilized” by comparison. All of this serves to illustrate the power space and place have over human identity, and how hierarchy, power struggles and  divisiveness are still very much a part of us.

But in universes where aliens are common, then things are a little bit different. In these science fiction universes, where human beings are merely one of many intelligent species finding their way in the cosmos, extra-terrestrials serve to make us look outward and inward at the same time. In this vein, the cases of Babylon 5, and 2001: A Space Odyssey provide the perfect range of examples.

B5_season2In  B5 – much as with Stark Trek, Star Gate, or a slew of other franchises – aliens serve as a mirror for the human condition. By presenting humanity with alien cultures, all of whom have their own particular quarks and flaws, we are given a meter stick with which to measure ourselves. And in B5‘s case, this was done rather brilliantly – with younger races learning from older ones, seeking wisdom from species so evolved that often they are not even physical entities.

However, in time the younger race discover that the oldest (i.e. the Shadows, Vorlons, and First Ones) are not above being flawed themselves. They too are subject to fear, arrogance, and going to war over ideology. The only difference is, when they do it the consequences are far graver! In addition, these races themselves come to see that the ongoing war between them and their proxies has become a senseless, self-perpetuating mistake. Echoes of human frailty there!

2001spaceodyssey128.jpgIn 2001: A Space Odyssey, much the same is true of the Firstborn, a race of aliens so ancient that they too are no longer physical beings, but uploaded intelligences that travel through the cosmos using sleek, seamless, impenetrable slabs (the monoliths). As we learn in the course of the story, this race has existed for eons, and has been seeking out life with the intention of helping it to achieve sentience.

This mission brought them to Earth when humanity was still in its primordial, high-order primate phase. After tinkering with our evolution, these aliens stood back and watched us evolve, until the day that we began to reach out into the cosmos ourselves and began to discover some of the tools they left behind. These include the Tycho Monolith Anomaly-1 (TMA-1) on the Moon, and the even larger one in orbit around Jupiter’s moon of Europa.

2001-monolith-alignmentAfter making contact with this monolith twice, first with the American vessel Discovery and then the joint Russian-American Alexei Leonov, the people of Earth realize that the Firstborn are still at work, looking to turn Jupiter into a sun so that life on Europa (confined to the warm oceans beneath its icy shell) will finally be able to flourish. Humanity is both astounded and humbled to learn that it is not alone in the universe, and wary of its new neighbors.

This story, rather than using aliens as a mirror for humanity’s own nature, uses a far more evolved species to provide a contrast to our own. This has the same effect, in that it forces us to take a look at ourselves and assess our flaws. But instead of showing those flaws in another, it showcases the kind of potential we have. Surely, if the Firstborn could achieve such lengths of evolutionary and technological development, surely we can too!

5. Utopian/Dystopian/Ambiguous:
Inner_city_by_aksuFinally, there is the big question of the qualitative state of humanity and life in this future universe. Will life be good, bad, ugly, or somewhere in between? And will humanity in this narrative be better, worse, or the same as it now? It is the questions of outlook, whether it is pessimistic, optimistic, realistic, or something else entirely which must concern a science fiction writer sooner or later.

Given that the genre evolved as a way of commenting on contemporary trends and offering insight into their effect on us, this should come as no surprise. When looking at where we are going and how things are going to change, one cannot help but delve into what it is that defines this thing we know as “humanity”. And when it comes right down to it, there are a few schools of thought that thousands of years of scholarship and philosophy have provided us with.

transhuman3Consider the dystopian school, which essentially posits that mankind is a selfish, brutish, and essentially evil creature that only ever seeks to do right by himself, rather than other creatures. Out of this school of thought has come many masterful works of science fiction, which show humanity to be oppressive to its own, anthropocentric to aliens and other life forms, and indifferent to the destruction and waste it leaves in its wake.

And of course, there’s the even older Utopia school, which presents us with a future where mankind’s inherent flaws and bad behavior have been overcome through a combination of technological progress, political reform, social evolution, and good old fashioned reason. In these worlds, the angels of humanity’s nature have won the day, having proven superior to humanity’s devils.

IngsocIn the literally realm, 1984 is again a perfect example of dytopian sci=fi, where the totalitarian rule of the few is based entirely on selfishness and the desire for dominance over others. According to O’Brien, the Party’s mouthpiece in the story, their philosophy in quite simple:

The Party seeks power entirely for its own sake. We are not interested in the good of others; we are interested solely in power. Power is in inflicting pain and humiliation. Power is in tearing human minds to pieces and putting them together again in new shapes of your own choosing.  If you want a picture of the future, imagine a boot stamping on a human face — forever.

Hard to argue with something so brutal and unapologetic, isn’t it? In Orwell’s case, the future would be shaped by ongoing war, deprivation, propaganda, fear, torture, humiliation, and brutality. In short, man’s endless capacity to inflict pain and suffering on others.

invitro2Aldous Huxley took a different approach in his seminal dystopian work, Brave New World, in which he posited that civilization would come to be ruled based on man’s endless appetite for pleasure, indifference and distraction. Personal freedom and individuality would be eliminated, yes, but apparently for man’s own good rather than the twisted designs of a few true-believers:

Universal happiness keeps the wheels steadily turning; truth and beauty can’t. And, of course, whenever the masses seized political power, then it was happiness rather than truth and beauty that mattered… People were ready to have even their appetites controlled then. Anything for a quiet life. We’ve gone on controlling ever since. It hasn’t been very good for truth, of course. But it’s been very good for happiness. One can’t have something for nothing. Happiness has got to be paid for.

But even though the means are entirely different, the basic aim is the same. Deprive humanity of his basic freedom and the potential to do wrong in order to ensure stability and long-term rule. In the end, a darker, more cynical view of humanity and the path that we are on characterized these classic examples of dystopia and all those that would come to be inspired them.

Imminent Utopia by Kuksi
Imminent Utopia by Kuksi

As for Utopian fiction, H.G. Wells’ Men Like Gods is a very appropriate example. In this novel, a contemporary journalist finds himself hurled through time into 3000 years into the future where humanity lives in a global state named Utopia, and where the “Five Principles of Liberty” – privacy, free movement, unlimited knowledge, truthfulness, and free discussion and criticism – are the only law.

After staying with them for a month, the protogonist returns home with renewed vigor and is now committed to the “Great Revolution that is afoot on Earth; that marches and will never desist nor rest again until old Earth is one city and Utopia set up therein.” In short, like most Positivists of his day, Wells believed that the march of progress would lead to a future golden age where humanity would shed it’s primitive habits and finally live up to its full potential.

Larry Niven_2004_Ringworld's Children_0This view would prove to have a profound influence on futurist writers like Asimov and Clarke. In the latter case, he would come to express similar sentiments in both the Space Odyssey series and his novel Childhood’s End. In both cases, humanity found itself confronted with alien beings of superior technology and sophistication, and eventually was able to better itself by opening itself up to their influence.

In both series, humanity is shown the way to betterment (often against their will) by cosmic intelligences far more advanced than their own. But despite the obvious questions about conquest, loss of freedom, individuality, and identity, Clarke presents this as a good thing. Humanity, he believed, had great potential, and would embrace it, even if it had to be carried kicking and screaming.

And just like H.G Wells, Clarke, Asimov, and a great many of his futurist contemporaries believes that the ongoing and expanding applications of science and technology would be what led to humanity’s betterment. A commitment to this, they believed, would eschew humanity’s dependence on religion, superstition, passion and petty emotion; basically, all the things that made us go to war and behave badly in the first place.

Summary:
These are by no means the only considerations one must make before penning a science fiction story, but I think they provide a pretty good picture of the big-ticket items. At least the ones that keep me preoccupied when I’m writing! In the end, knowing where you stand on the questions of location, content, tone and feel, and what your basic conception of the future, is all part of the creation process.

In other words, you need to figure out what you’re trying to say and how you want to say it before you can go to town. In the meantime, I say to all aspiring and established science fiction writers alike: keep pondering, keep dreaming, and keep reaching for them stars!

Dystopian Science Fiction

Lately, I’ve been feeling kind of dystopian! Perhaps it’s the fact that I’m working on an anthology of dark science fiction with some fellow writer’s over at Goodreads (called Writer’s Worth). Or it might just be that this seemed like the next logical step in the whole “conceptual science fiction” thing. Regardless, when it comes to the future, sci-fi writers love to speculate, and it usually takes one of two forms. Either humanity lives in a utopian society, where technology, time and evolution have ferreted out our various weaknesses. Or, we live in a dystopian world, where humanity has either brought itself to the brink of annihilation or is living in dark, polluted and overpopulated environments, the result of excess and environmental degradation.

As with all things science fiction, the aim here is to use speculative worlds of the future to offer commentary on today. As William Gibson, himself a dark future writer, once said: “Science fiction [is] always about the period in which it was written.” So today, I thought I would acknowledge some truly classic examples of dystopian literature and the books that started it all. Here they are:

Earliest Examples:
Dystopian literature, contrary to popular conception, did not begin in the 20th century with Brave New World. In fact, one can find examples going as far back as the Enlightenment, when philosophers and scholars used fictional contexts to illustrate the weaknesses of society and how they might be reformed. And, in many ways, this form of social critique borrowed from Utopian literature, a genre that takes its name from Thomas More’s seminal book that describes a perfect fictional society. But where More and earlier writers (such as Plato and St. Augustine) used perfect civilizations to parody contemporary society, this newer breed of authors used dark ones to do the same. In short, Utopian literature showed society how it could be, dystopian literature as it was.

Candide:
A true classic, though it is sometimes difficult to classify this work as a true dystopian work of fiction. For one, it is set in the contemporary world, not in a fictionalized society, and revolves around the life of a fictional character who travels from one region to the next, seeking to answer the fundamental question of whether or not this is “the best of all possible worlds”. However, this book remains one of the principle sources of inspiration for science fiction writers when constructing fictional worlds for the sake of satirizing their own.

Published in 1755 by the critic and philosopher Voltaire, the story was inspired by the 1755 Lisbon Earthquake and the church’s and Leibnizian’s attempts to rationalize it. At the beginning, Candide – the main character who’s name means “optimism” – lives a sheltered existence where he is busy studying and living with his friends and companions. However, this existence is quickly interrupted by the arrival of war, and Candide and his companions are forced to travel from place to place, witnessing all the problems of the world.

These include war, slavery, rape, imperialism, abuse of power and exploitation, and takes them from Europe to the Middle East to the Americas. Eventually, they return home and reflect on all they have seen and whether or not this is “the best of all possible worlds”. They conclude that it is not, but offer a resolution by saying that “we must cultivate our garden”.

Gulliver’s Travels:
Another classic example, but which is often considered a combination between utopian and dystopian novels. This is because the plot involves the travels of one man – Gullliver, who’s name is a play on the world gullible – who’s journey takes him through many fictional worlds where life is either perfect or tragically flawed in various ways. However, since the purpose of these worlds is to parody English society of his day, it is often included as an early example of satiric literature that falls into the utopian, dystopian and science fiction camps.

The story involves four journeys where Gulliver travels to several fictional societies and records what he sees for posterity. The first voyage takes him to the land of the Lilliputians, a race of tiny people who’s morals match their physical size. After some rather brief descriptions of how these people select their leaders (limbo tournaments and other stupid games) we learn that they are a parody of the British system of parliament.

His second voyage takes him to a place which is the polar opposite of the first. Here, in the land of the Brobdingnagians, he is presented with giants who’s physical size mirrors their moral outlook. They consider Gulliver to be a curious specimen, who’s descriptions of his country disgust them. In the end, they consider him a cute sideshow attraction and refuse his offer for technological advances (like gunpowder). Gulliver then leaves, thinking the people are out of their minds, but ironically states that he witheld the worse about England out of a desire to save face.

His next voyage involves a little “island-hopping”, first to the flying city of Laputa, an island nation where technological pursuits are followed without a single regard for the consequences. He then detours to another island, Glubbdubdrib, where he visits a magician’s dwelling and discusses history with the ghosts of historical figures. Then onto Luggnagg, where he encounters the struldbrugs – an unfortunate race of people who are immortal but frozen in old age, with all the infirmities that come with it. Gulliver then reaches Japan, which is in the grips of the post-war Shogunate period, and is narrowly excused from taking part in an anti-Christian display which all foreigners were forced to perform at the time.

His final voyage before going home takes him country of the Houyhnhnms, a race of horse-people who see themselves as “the perfection of nature” and who rule over the race of Yahoos – deformed humans who exist in their basest form. Gulliver joins them and comes to adopt their view of humanity – that of base creatures that use reason only to advance their own appetites. However, they soon come to see him as a Yahoo and expel him from their civilization. In the end, Gulliver returns home to regal his family of his adventures, but finds that he cannot relate to them anymore. His journeys have filled him with a sense of misanthropy which he cannot ignore.

Throughout the narrative, Swift’s point seems abundantly clear. Each voyage to a fictitious world serves as a means to parody a different element of British society and civilization in general. And ultimately, Gulliver serves as the perfect narrator, in that his ignorance and naivety allow him to absorb the lessons of the journey in a way that is both ironic and sufficiently detached. Can’t just hand the reader the moral, after all! Gotta make them work for it!

The Time Machine:
Published in 1895, this science fiction novella inspired countless adaptations and popularized the very idea of time travel. In addition to introducing readers to the concept of time as the fourth-dimension and temporal paradoxes, H.G. Wells also had some interesting social commentary to share. In this story, the narrator – known only as The Traveller – recounts to a bunch of dinner guests how he used a time machine to travel to the year 802, 701 A.D. where he witnessed a strange culture made up of two distinct people’s.

On the one hand, there were the Eloi,  a society of elegant, beautiful people who live in futuristic (but deteriorating) buildings and do no work. Attempts to communicate with them prove difficult since they seem to possess no innate curiosity or discipline. He assumes that they are a communistic society who have used technology to conquer nature and have therefore evolved (or devolved) to a point where strength and intellect are no longer necessary to survive.

However, this changes when he comes face to face with a separate race of ape-like troglodytes who live in underground enclaves and surface only at night. Within their dwellings he discovers the machinery and industry that makes the above-ground paradise possible. He then realizes that the human race has evolved into two species: the leisured class of the ineffectual Eloi, and the downtrodden working classes that have devolved into the brutish Morlocks. In the course of searching the Morlock enclave, he learns that they also feed on the Eloi from time to time. His revised analysis is that their relationship is not a benign one, but one characterized by animosity and the occasional act of kidnapping and cannibalism.

Is there not a more perfect vision of industrial society or class conflict? Written within the context of turn of the century England, where discrepancies in wealth, class conflict and demands for reform were commonplace, this book was clearly intended to explore social models in addition to scientific ideas. And the commentary was quite effective, if you ask me…

The Iron Heel:
This dystopian work was written by Jack London, the same man who wrote the classic Call of the Wild, and was released in 1908. A clear expression of London’s own socialist beliefs, the novel is set in the distant future when a socialist utopia – known as the Brotherhood of Man – has finally been created. Overall, the plot revolves around the “Everhard Manuscript”, a testament which details the lives of the story’s two main protagonists and which takes place between 1912 to 1932 in the US. The work is known for its big “spoiler”, letting readers know outright that the protagonists die in the course of their pursuits, but that there efforts are rewarded by providing inspiration to later generations who succeed where they fail.

In the course of this speculative story, we learn that an oligarchy – the Oligarchs or “Iron Heel” – has seized power in the US by bankrupting the middle class and reducing farmers to a state of serfdom. Once in power, they maintained order through a combination of preferential treatment and control over the military. After a failed revolt (the First Revolt) takes place, preparations are underway for a second which is expected to succeed in restoring the Republic. Unfortunately, it too fails and the protagonists are killed. However, centuries later, when their Manuscript is discovered, the Oligarchy has been unseated and a debt is being acknowledged to these characters and their actions.

Thus, London speculates that a socialist society would someday emerge in the US, but only after centuries of dominance by oligarchs who would come to power by decimating the middle class, controlling trade unions, and transforming the military into a mercenary front. His main characters, though condemned to death in the present, will be vindicated in the distant future when humanity will at last overcome its greedy tendencies and usher in a state based on equality and fraternity. Apparently, this novel inspired such greats as George Orwell, but not in the way you think. Whereas London chose to offer his readers a sense of consolation by showing them everything turned out okay in the distant future, Orwell chose to take the hopeless rout to make his point!

We:
The story takes place in the distant future, roughly one thousand years after the One State conquered the entire world. After years of living in a perfectly synchronized, rational and orderly world, the people of the One State are busy constructing a ship (the Integral) that will export their way of life to extra-terrestrial worlds. Published in 1921, and written by Yevgeny Zamyatin, the story was clearly inspired by life in post-revolutionary Russia, with its commitment to “scientific Marxism, but was also a commentary on the deification of reason at the expense of feeling and emotion.

The story is told from the point of view of D-503, chief engineer of the Integral who is keeping a journal which he intends to be taken on the voyage. As we learn in the course of the novel, everyone in the One State lives in glass apartments that are monitored by secret police known as the Bureau of Guardians. All sex is conducted strictly for reproductive purposes and cannot be done without state sanction. However, the main character soon comes into contact with a woman named I-330, a liberated woman who flirts with him, smokes, and drinks alcohol without regard for the law.

In time, he learns that I-330 is a member of a revolutionary order known as MEPHI which is committed to bringing down the One State. While accompanying her to the Ancient House, a building notable for being the only opaque structure in the One State where objects of historic and aesthetic importance are preserved, he is escorted through a series of tunnels to the world outside the Green Wall which surrounds the city-state. There, D-503 meets the inhabitants of the outside world – humans whose bodies are covered with animal fur. The aim of the MEPHI are to destroy the Green Wall and reunite the citizens of the One State with the outside world.

In his last entry, D-503 relates that he has undergone an operation that is mandated for all citizens of the One State. Similar to a lobotomy, this operation involved targeted x-rays that eliminate all emotion and imagination from the human brain. Afterwards, D-503 informs on I-330 and MEPHI, but is surprised how she refuses to inform on her compatriots once she is captured. People beyond the wall even succeed toward the story’s end in breaching a part of the Green Wall, thus ending the story on an uncertain note.

In addition to parodying the worst aspects of scientific rationalism, imperialism and the notion of progress, the story also went on to inspire some of the greatest satires ever known. In addition, many of its more esoteric elements have appeared in countless novels and films over the years, most notably the concepts of encapsulating walls, secret museums, government-sanctioned breeding, and machine-based programming.

The Classics:
And now we move onto the dystopian classics that are most widely known, that have inspired the most adaptations and sub-genres of noire fiction. Although updated many times over for the 20th century, these dystopian novels share many characteristics with their predecessors. In addition to timeless social commentary, they also asked the difficult question of what it would take to set humanity free. Whereas some chose to confront this question directly and offer resolutions, other authors chose to leave the question open or chose to offer nothing in the way of consolation. Perhaps they thought their stories more educational this way, or perhaps they could merely merely think of none. Who’s to say? All I know is their works were inspired!

Brave New World:
There’s scarcely a high school student who hasn’t read this famous work of dystopian fiction! And although Aldous Huxley denied ever reading We, his novel nevertheless shared several elements with it. For instance, his story was set in the World State where all reproduction is carried out through a system of eugenics. In addition, several “Savage Reservations” exist beyond the veil of civilization, where people live a dirty, natural existence. But ultimately, Huxley’s aim was to comment on American and Western civilization of the early 20th century, a civilization where leisure and enjoyment were becoming the dominant means of social control.

This last aspect was the overwhelming focus of the novel. In the World State, all people are bred for specific roles. Alphas are the intellectuals and leaders of society, Betas handle high-level bureaucratic tasks, Deltas handle skilled labor, Gammas unskilled labor, and Epsilons menial tasks. Therefore, all vestiges of class conflict and generational conflict have been eliminated from society. But to further ensure social control, all citizens are sleep-conditioned from a young age to obey the World State and follow its rules. These include the use of Soma, a perfectly legal and safe designer drug that cures all emotional ales, promiscuous sex habits, and “feelies” (movies that simulate sensation).

In the end, the story comes to a climax as two of the main characters, Bernard Marx and Lina Crowe, go to a savage reservation and find a lost child named John. His mother was apparently a citizen of the World State who became lost in the reservation and was forced to stay after she learned she was pregnant. Having experienced nothing but alienation and abuse as a “savage”, John agrees to go with Bernard and Lina back to “civilization. However, he quickly realizes he doesn’t fit into their world either and expresses disdain for its excesses and controls. Eventually, the people who sympathize with him are sent into exile and he is forced to flee himself. But in the end, he finds that he cannot escape the people of the World State and commits suicide, a tragic act which symbolizes the inability of the individual to find resolution between insanity and barbarity.

Overall, Huxley’s BNW was a commentary on a number of scientific developments which, under the right circumstances, could be used to deprive humanity of their freedom. In many ways, this was a commentary on how the expanding fields of psychology and the social sciences were being used to find ways to ensure the cooperation of citizens and ensure good work habits. Nowhere was this more apparent than in factories and in the creation of “assembly-line discipline”, which was exemplified by how the people of the World State revered Henry Ford. In addition to performing eugenics on an assembly-line apparatus, the people worship Ford and cross themselves with a T (a reference to his model T car).

But above all, Huxley seemed to be asking the larger question of what is to be done about the process we know as civilization. If it was inimical to freedom, with all its rational, sterile and domesticated luggage, and the alternative  – a dirty, superstitious and painful existence – was not preferable either, than what was the solution? In the end, he offered no solution, allowing the reader to ponder this themselves. In his follow-up essay, Brave New World Revisited, he expressed some remorse over this fact and claimed that he wished he had offered a third option in the form of the exile communities – people who had found their own way through enlightened moderation.

1984:
Ah yes, the book that did it all! It warned us of the future, taught us the terminology of tyranny, and educated us on the use of “newspeak”, “doublethink” and “thoughtcrime”. Where would dystopian literature be today were it not for George Orwell and his massively influential satire on totalitarianism? True, Orwell’s work was entirely original; in fact, he thoroughly acknowledged a debt to authors like H.G. Wells and Yevgeny Zamyatin. But it was how he synthesized the various elements of dystopia, combining them with his own original thoughts and observations, and crystallized it all so coherently that led to his popularity.

But I digress. Set in the not-too-distant future of 1984 (Orwell completed the book in 48 and supposedly just flipped the digits), the story takes place from the point of view of an Outer Party member named Winston Smith. Winston lives in London, in a time when England has been renamed Airstrip One and is part of a major-state known as Oceania. As the book opens, Oceania finds itself at war with the rival state of Eurasia, though not long ago it was at war with Eastasia and will be so again. As a member of the Ministry of Truth, Winston’s job is that of a censor. Whenever the enemy changes, whenever the Party alters its policies, whenever a person disappears, or the Party just feels the need to rewrite something about the past, men like Winston are charged with destroying and altering documentation to make it fit.

Ultimately, the story involves Winston’s own quest for truth. Living in the constant, shifting lie that is life in the totalitarian state of Oceania, he seeks knowledge of how life was before the revolution, before the Party took control, before objective reality become meaningless. He also meets a woman named Julia with whom he begins an affair and rediscovers love. However, in time the two are captured and taken to the Ministry of Love, where they are tortured, brainwashed, and made to turn on each other. In the end, Winston accepts the Party’s version of reality,simply because he discovers he has no choice. His tragic end is made all the more tragic by the implicit knowledge that he will soon be killed as well.

For discerning fans of science fiction and dystopian literature, the brilliance of 1984 was not so much in how the totalitarian state of the future is run but how it came to be. According to the Goldstein Manifesto, which is the centerpiece of the novel, World War III took place sometime in the 1950’s and ended in a stalemate, all sides having become convinced of the futility of nuclear war. Shortly thereafter, totalitarian revolutionaries with similar ideologies took power all over the planet. In time, they became the three major states of Oceania, Eurasia, and Eastasia, whose boundaries were a natural extension of the post-war spheres of influence.

Also interesting is Orwell’s speculation on how these totalitarian ideologies came to be in the first place. In short, he speculates that dominance by a small group of elites has been an unbroken pattern in human history. In the past, this arrangement seemed natural, even somewhat desirable due to poverty, scarcity, and a general lack of education. However, it was within the context of the 20th century, at a time when industrial technology and availability of resources had virtually eliminated the need for social distinction, that the most vehement totalitarians had emerged. Unlike the elites of the past, these ones had no illusions about their aims or their methods. As the antagonist O’Brien says “The Party seeks power entirely for its own sake… Power is not a means; it is an end. One does not establish a dictatorship in order to safeguard a revolution; one makes the revolution in order to establish the dictatorship.”

This message still resonates with us today. Even though western civilization did technically dodge the bullet of WWIII and does not resemble the world of 1984 in the strictest sense, the cautionary nature of Orwell’s critique remains. Even if the patriculars of how 1984 came to be did not happen, the message remains the same: human freedom – meaning the freedom to live, love and think freely – is the most precious thing we have. Beware those who would deprive you of it for your own safety or in exchange for some earthly utopia, for surely they will themselves to be your master! There is also an ongoing debate about which came true, 1984 or BNW, with the consensus being that it was Huxley’s dystopian vision that seemed more accurate. However, the jury is still out, and the debate ongoing…

Fahrenheit 451:
Here is yet another dystopian novel that has become somewhat of a staple in the industry. In Bradbury’s vision of the future, society is permeated by mindless leisure and decadence. Virtually all forms of literature have been banned, and local “firemen” are responsible for enforcing the ban. Wherever illegal literature is found, firemen are responsible for arriving on scene and putting them to the flame. Yes, in a world where all houses are fireproof, firemen are no longer responsible for putting fires out, but starting them!

In the course of the story, the main character – a fireman named Guy Montag – begins to become intrigued with literature and discovers a sort of magic within it that is missing from his world. In addition, Guy is told by his boss that society became this way willingly. Perhaps out of fear, perhaps out of sloth, they chose convenience, ease and gratuity over subtly, thought and reflection. In time, Guy’s choices make him a fugitive and he is forced to flee and seek refuge with other people who insist on keeping and reading books. It is also made clear that nuclear war is looming, which may provide some explanation as to how society came to be the way it is.

In this way, the book has a lot in common with both 1984 and Brave New World. On the one hand, their is active censorship and repression through the destruction of books and the criminalization of reading. On the other hand, it seems as though the people in Bradbury’s world surrendered these freedoms willingly. It is a fitting commentary on American society of the latter half of the 20th century, where entertainment and convenience seemed like the greatest threats to independent thought and learning. This, in turn, could easily form the basis of dictatorship. For as we all know, a docile, narcotized society is an easily controlled one!

The Handmaids Tale:
Here is another novel that few people get through high school without being forced to read, especially in Canada. But theres a reason for that. Much like 1984, BNW, and F451, The Handmaids Tale is a classical dystopian narrative that has remained relevant despite the passage of time. In this story, the US has been dissolved and replaced by a theocracy known as the Republic of Gilead. In this state, women have been stripped of all rights in accordance with Old Testament and Christian theocracy. The head of this state is known as the Commander, the chief religious-military officer of the state.

The story is told from the point of view of a handmaid, a woman who’s sole purpose is to breed with the ruling class. Her name is Offred, which is a patronym of “Of Fred”, in honor of the man she serves. Like all handmaidens, her worth is a determined by her ability to procreate. And on this, her third assignment, she must get pregnant if she doesn’t want to be discarded. This time around, her assignment is to the Commander himself, a man who quickly becomes infatuated with her. Over time, the infatuation leads to sex that is done as much for pleasure as procreation, and he begins to expose her to aspects of culture that have long been outlawed (like fashion magazines, cosmetics, and reading). She even learns of a Mayday resistance that is concerned with overthrowing Gilead, and that the Commander’s driver is apparently a member.

In the end, Offred is denounced by the Commander’s wife when she learns of their “affair”. Nick orders men from “The Eyes” (i.e. secret police) to come and take her away. However, he privately intimates that these are actually men from the resistance who are going to take her to freedom. The story ends with her Offred stepping into the van, unsure of what her fate will be. In an epilogue, we learn that the story we have been told is a collection of tapes that were discovered many generations later after Gilead fell and a new, more equal society re-emerged. This collection is being presented by academics at a lecture, and is known as “The Handmaids Tale”.

In addition to touching on the key issues of reproductive rights, feminism, and totalitarianism, The Handmaids Tale presents readers with the age-old scenario for the rise of a dictatorship in the US. Apparently, the military-theological forces who run Gilead in the future seized power shortly after a staged terrorist attack which was blamed on Islamic terrorists. In the name of restoring order and ending the decline of their country, the “Sons of Jacob” seized power and disbanded the constitution. Under the twin guises of nationalism and religious orthodoxy, the new rulers rebuilt society along the lines of Old Testament-inspired social and religious orthodoxy.

This angle is not only plausible, but historically relevant. For as Sinclair Lewis said back in 1936 “When fascism comes to America, it will be wrapped in the flag and carrying a cross.” This is paraphrased from his actual, more lengthy comments. But his essential point is the same. If a  tyranny were emerged in the US, he reasoned, it would do so by insisting that it was religiously right and that it was intent on protecting people’s freedoms, not revoking them. In addition, the angle where an Islamic terrorist attack spawned the takeover? Tell me that’s not relevant to Americans today! Though written in 1985, Margaret Atwood’s dystopian scenario received a shot of credibility thanks to eight years of the Bush administration, a government that claimed religious orthodoxy and used security as justification for questionable wars and many repressive policies.

Final Thoughts:
After years of reading dystopian literature, I have begun to notice certain things. For starters, it is clear why they are grouped with science fiction. In all cases, they are set in alternate universes or distant future scenarios, but the point is to offer commentary on the world of today. And in the end, utopian and dystopian satires are inextricably linked, even if the former predates the latter by several centuries.

Whereas Utopian literature was clearly meant to offer a better world as a foil for the world the writer’s were living, dystopian literature offers up a dark future as a warning. And in each case, these worlds very much resemble our own, the only real difference being a matter of degree or a catalyzing event. This is why there is a focus in dystopian literature on explanations, how things came to be the way they are. In many cases, this would involve a series of predictable events: WWIII, a terrorist attack, more overpopulation and pollution, an economic crisis, or a natural disaster.

And in the end, the message is clear: whether it is by fear, poverty, or the manipulation of critical circumstances, power is handed over to people who will deliberately abuse it. Their mandate is clear and their outlook is the exact same as any tyrant who has ever existed. But the important thing to to note is that it is given. Never in dystopian literature do tyrants simply take power. Much like in real life, true totalitarianism in these novels depends upon the willingness of people to exchange their freedom for food, safety, or stability. And in all cases, they inevitably experience buyers remorse!

Quicknote: Since getting “freshly pressed”, a lot of people have wrote in and asked me about my thoughts on “The Hunger Games”. Sorry to say, haven’t read it so I can’t offer any commentary. I will however be commenting on a number of more modern dystopian franchises, specifically examples found in film and other media, in my next post. Stay tuned, hopefully something you like will pop there!

1984: the year that wasn’t (Phew!)

1984_John_HurtTo finish off this review of the two great satires that encapsulated the 20th century: 1984, George Orwell’s dystopian vision of a totalitarian future. As I’ve said many times in the course of this thread, there has been an ongoing debate as to which vision of the future came true, and it appears that Huxley’s was the one that proved to be more accurate. But as I said in the previous post, the era in which the books were written had much to do with their divergence of opinion. And ultimately, it was the course of history that proved Orwell wrong and vindicated Huxley. But then again, his book was a cautionary tale, something that was not meant to come true, right? Damn straight, so let’s move on…

And as I also spoke about in the previous post (at great length), Brave New World was written within the context of the 1920’s as a satire on Fordism, commercialism, mass-consumption, leisure, propaganda, and the American Way. Beginning in the early 20th century, shorter hours and better pay, coupled with aggressive marketing strategies that targeted the working class, were used to tame an increasingly unmanageable workforce, not to mention immigrants. In addition, it ensured the creation of a new consumer base, on that could fuel ongoing economic growth and industrial expansion. Win-win! Well, sort of… Then, as now, the most effective way to steer workers away from radical organizations and immigrants away from their traditional cultures was seen to be the combination of nationalism and commercialism, consumption advertised as a way to achieve the American Dream of prosperity and acceptance.

IngsocBut by Orwell’s time, a new demon had emerged that threatened to extinguish human freedom. The roaring twenties, a time when bribing the workers seemed both enlightened and possible, ended abruptly with Black Tuesday and the crash of the New York Stock Exchange. Mass unemployment, desperation, drought; all these led to the radicalization of society and the rise of totalitarian ideologies. For the first time since the Age of Revolution, human beings appeared willing to surrender their freedom in exchange for security and a better life. And with Liberal-Democracy largely discredited, people needed a new philosophy to look to for solutions. On the one hand, many intellectuals and workers found a likely candidate in the Soviet Union, the home of Marxist-Leninism and the global crusade against capitalism. On the other, people began to turn to a strange new – but no less radical – philosophy known as fascism. This polarization tore many countries apart, with different segments of society turning on each other to the point of civil war. This trend continued well into, and even after, World War II. The Age of Extremes was born!

Which brings us to George Orwell, an intellectual and writer who turned to socialism at a young age and saw it as the means to cure the ills of traditional liberal-democratic society. After years of championing reform in England, he joined the international brigades and went off to fight in the Spanish Civil War. Like many intellectuals who looked favorably to the Russian example, he quickly became disillusioned with Soviet Communism, witnessing firsthand its methods and motivations in the field. The Great Purges, in addition to leading to the death of millions of Russians, had the effect of alienating countless intellectuals who had turned to Russia for inspiration over the years. Those who had visited Russia were especially appalled. The liquidation of the Kulaks, the Show Trials, the Great Terror, the constant purging of political dissidents; all of this convinced people just how precious human freedom was, and how flawed social theories that promised utopia truly were.the_blitzDuring the war, Orwell became further disillusioned by the growing trend of authoritarianism in his own and other democratic countries. While he initially approved of the process of “socializing” the economy, a necessity in a time of total war, it soon became clear to him that the process of censoring information, controlling industry, and using war as a means to keep the population united and compliant could lead to totalitarianism at home. These themes were all central to 1984, a book that takes place in a futuristic London that very much resembles London during the time of “The Blitz”. And just like in World War II, England (renamed Airstrip One, part of the global state of Oceania) is at war with another global power named Eurasia. The war dominates the lives of the people, with all aspects of society being slaved towards the need for victory. Industry, security, information, education, and even record keeping; all of these are controlled by The Party, Orwell’s satirical rendition of the Communist Party of the Soviet Union, the only power in the one-party state that has been in power as long as anyone can remember.

In the novel, society is rigidly divided between the Inner Party, the executive branch who’s membership is secret, the Outer Party that is made up of bureaucrats and government workers, and the Proles, the proletariat who have no power or any understanding of how it is exercised. Four institutions dominate Oceania, the Ministry of Love (responsible for breaking the will of dissidents), the Ministry of Truth (responsible for misinformation and propaganda) and the Ministry of Peace (responsible for war), and the Ministry of Plenty (Responsible for rationing and controlled shortages). In keeping with this contradictory appraisal of all things, the three slogans which embody the state’s power are “War is Peace, Freedom is Slavery, Ignorance is Strength”. And above all else, the ever-watchful state is embodied by “Big Brother”, a frightening yet somehow comforting caricature who represents the police state, depicted as a man with cold, dark eyes and a big, black mustache (echoes of Joseph Stalin and the cult of personality).

ministry_of_truthAll of these institutions, the entire agenda of the party, is clearly dedicated to preserving its own power and the total control they have over people’s lives. The war is ongoing, the shortages and fear it inspires constant. Propaganda and monitoring, which includes telescreens and the “Moment of Hate” are inescapable. No one has a moment’s peace or privacy. The people are taught that the war has always been, and with always the same enemy, regardless of the fact that the enemy frequently changes. Thanks to the Party’s control over information, no one knows whats really happening or whether or not a war is even taking place beyond their borders. Thanks to the Party’s censorship of all records, no one knows the true course of history or how they got to where they are. When a person is purged, they simply disappear, and no one knows if they ever really existed thanks to the Party’s control of all census data. Hell, thanks to the Party, no one even knows if it is 1984 at all…

Enter the main character, Winston, a man who remembers something of what life was like before the revolutions and the ongoing war. He is searching for answers, a search which leads him to his love Julia, a woman who actually enjoys sex, contrary to what women are taught in Oceania. The two then meet up with a man named O’Brien, a member of the Inner Party who is apparently a member of the resistance as well. In Oceania, the resistance is a clandestine group that is led by a figure known as Goldstein, a man who embodies all things evil and treasonous as far as the state is concerned (echoes of the Nazi campaign against “The Jew”). Through O’Brien, Winston and Julia are given a taste of freedom and a copy of Goldstein’s manifesto which explains how the Party seized and exercises power. Satisfied with the who, the what, the where and when of it all, Winston is left with only one question: why? Why did the Party take power, why do they exercise it so brutally and repressively, and why do they want force humanity to live a constant state of war and fear? There has to be a reason, right? Right?

ministry_of_loveWell, as it turns out, there is. In the end, Winston and Julia are betrayed and sent to the Ministry of Love. Winston soon meets O’Brien again, and realizes he’s been had, that there is no resistance, and that O’Brien and the Inner Party were the ones who wrote Goldstein’s manifesto. After being tortured and forced to confess his treason, Winston is given the answer he seeks. The Party, O’Brien claims, is interested in power, power for its own ends, the power to tear up minds and remake them however they see fit. The main difference between the Party and others like it in the past is that the Party has no illusions of why it does what it does. Then, to complete the process of torture and brainwashing, O’Brien and the Ministry of Love force Winston to betray Julia rather than undergo his worst fear (in Winston’s case, being eaten alive by rats). When its all over, Winston ends up at the same cafe he saw in an old photograph, one which he was previously ordered to destroy. In this photo, some old Party members who were purged were seen sitting after clearly being tortured, and right before they were killed. In this way, we know that Winston is about to die, but not before he says good-bye to Julia, they confess that they sold each other out under the pressure of torture, and he undergoes the terrifying transformation to become what the Party wants him to be: a loyal and loving servant of Big Brother.

I tell ya, this book scared the crap out of me when I first read it! It was so gripping that I read the bulk of it in two sittings, (something unheard of for me) and took its many lessons to heart. Foremost amongst these was the message that human freedom is precious, that empathy and feeling are what make us human, and that the last thing we should do with our minds is surrender them to those who promise us deliverance from our suffering and an earthly paradise. I am thus far relieved that his predictions did not come true, for it is how 1984 came to be that is very important, and often overlooked in my opinion. In essence, Orwell feared that the process of total war would continue well into a third world war, that society would be destroyed by nuclear bombs and then overthrown by radical revolutions, and that the world would descend into a series of totalitarian regimes that had learned from the failures of others and could therefore not be overthrown as the others had. But lucky for us, World War III didn’t happen (yet), democratization and socialization spread in western nations, and the Cold War ended. Fears of a totalitarian future have been renewed since 9/11 and the “War on Terror”, but these fears have served to demonstrate how important and enduring Orwell’s vision was.

George-OrwellIn a way, Orwell was a more effective satirist than Huxley in that his vision did not come true. Which, after all, was why he wrote it, wasn’t it? The whole point of cautionary tales is that people avoid what they’re being cautioned about, right? RIGHT? Well yeah! Orwell sought to warn the people of his day what could very well be coming, what could come from the scourges of total war, the desire for security, revolutionary justice, and putting one’s faith in ideologies that promise an earthly utopia. In many respects, its a credit to him that people have to turn to Huxley’s vision to identify the sources of their oppression. It means he did his job!

So thank you George Orwell, and rest in peace knowing that the world is still safe from 1984… so far!

1984 vs. Brave New World

Whenever I’m confronted by a virtual bookshelf or asked to list my favorite authors, I always make sure that George Orwell and Aldous Huxley are ranked among the top 10. Both of these men were immensely influential for me, inspiring not only my love of literature but also my desire to write. In that, I am hardly alone. Literally millions of people list these men as major influences, claiming that 1984 and/or Brave New World had a huge impact on their personal and/or intellectual development. It is probably for these reasons that I love teaching them so much, they’re just so chock full of all the elements a literary teacher likes to get into! Picture a quarry full of gold nuggets, one that never runs out and pays out for every new person who’s willing to mine it, and you’ve got a good idea of what these books are like.

Geez, was that sycophantic enough for ya? Okay, both books have their share of weakness too, and while I must admit that 1984 was certainly better structured and more serious than Brave New World, arguably it is the latter which proved to be more accurate. This is another aspect of these two books which has helped to establish their timeless nature: both are distopian visions of the future, both are works of satire that – like all works of satire – were set in the future but were really about the times in which they were written. And, most importantly, both were extremely critical of the day and age they were written in, addressing the many ways in which freedom was being suppressed. But since their approaches and their visions contrasted heavily , future generations were left to debate: which came true?

Huxley sought to answer this question himself in his essay “Brave New World Revisited”. Naturally, he thought that it was his vision that proved more accurate, but of course he’d say that! It was his vision! He also had the advantage in that Orwell had died shortly after writing his magnum opus so he wasn’t exactly around to rebut. But alas, Huxley’s contemporaries and subsequent generations of scholars tend to agree with him. Between a future where humanity is controlled by a series of brutal dictatorships who suppress free thought and control their citizens through the destruction of language, the rewriting of history, and the constant manipulation of emotions, and a future where humanity belongs to a global state where people are made compliant through pleasure and conditioning, it is arguably the latter which came true. The jury is still out, and the trial never ends, but right here, right now, Huxley’s vision is still taking the lead.

Of course, a few years ago, proponents of the 1984 school of thought believed the odds might have been tipped in Orwell’s favor thanks to the rise of the Bush administration, Afghanistan and Iraq, domestic spying and the controlled paranoia of orange alerts and patriotic orthodoxy. However, with the worsening situation in Iraq, Hurricane Katrina, and a series of blatant scandals, each one a “slow-bleed” on Bush’s approval rating, those fears were put to rest. With every passing month after the 2004 election, it seemed that Bush’s “War on Terror”, which many believed to be little more than a justification for waging war on American civil liberties or launching a global neo-con agenda, was doomed to fail. So once again, the pendulum swung back to Huxley. Thank God too! I don’t know about you, but between Feelies and Soma on the one hand and he Thought Police and Room 101, I’ll take being amused to death over being brutalized to death any day!

Naturally, the debate shall continue, most likely well into the “information age”, a time in which new ways and opportunities for encouraging social cohesion or suppressing human freedom will present themselves. But it is such a good debate isn’t it? Not only is it fun, from an intellectual standpoint anyway, but it also forces us to confront the ways in which our personal, intellectual, and creative freedoms are not being addressed, by circumstance or design. It forces us to take stock of our society and think of ways with which we could address the ways in which our governments and even we as a people fall short. It forces us to think for ourselves, which, I don’t know about you, but to me seems to be the point of these novels in the first place. For it is only in individual thought and the freedom to do so that any kind of social control or attempts to make us compliant fail. Well, that and armed rebellion, but this way is much cleaner, I think you’ll agree!